Publicly available records published by the Financial Industry Regulatory Authority (FINRA), indicate that Merrill Lynch broker Anthony Watts, also known as Todd Watts, has received several customer disputes. Mr. Watts is employed at the Charleston, West Virginia Merrill Lynch branch. He allegedly misrepresented material facts related to an investment in a private equity fund, recommended an unsuitable investment, and recommended unsuitable products, among other things. These are all against securities laws. Merrill Lynch may be liable for investment losses. Anthony Todd Watts, according to his FINRA BrokerCheck report, was previously registered with Merrill Lynch in Charleston, West Virginia from December 1989 until April 2009, Citigroup in Charleston from March 2009 until June 2009 and Morgan Stanley in Charleston from June 2009 until May 2016. He is currently registered with Merrill Lynch in Charleston, and has been since April 2016. He has five customer disputes against him.

The posting on this site are mere OPINIONS and NOT statements of fact in any way whatsoever. The information should not be relied upon and there have been no findings made against the firms or individuals referenced on this site. In addition, this Blog is made available for educational purposes only and incorporates information from the web as well as to give you general information and a general understanding of the law, not to provide specific legal advice. By using this blog site you understand that there is no attorney client relationship between you and Stoltmann Law Offices (10 S. LaSalle, Suite 3500, CHICAGO, IL 60010, 312.332.4200). The Blog opinions should not be used as a substitute for competent legal advice from a licensed professional attorney in your state. PLEASE NOTE THIS IS ADVERTISING AND IT IS NOT A NEWSPAPER ARTICLE OR POST FROM AN INDEPENDENT OR NON-BIASED, NEWS SITE, NEWS SOURCE OR NEWSPAPER.